Compliance Reviews and Programs

Often associated with Monitoring engagements, this is an independent service. We can write or audit programs, help implement them and work with in-house resources to effectively review existing programs to satisfy need for independent oversight. In addition to corporate compliance reviews, our expertise includes institutions of higher learning. Mr. Schwartz currently serves as the chair of the compliance committee of a publicly traded company.
Examples: Retained by the New York Metropolitan Transportation Authority to build and implement a compliance department and review procurement processes as they relate to integrity issues.  Engaged by a major utility company to review overall compliance program for best practices.